Open-end fund - PDFSEARCH.IO - Document Search Engine

Open-end fund
Results: 116

#	Item
101	[removed]ASSOCIATION YEAR CHAIR Dixie l. Johnson Fried, Frank, Harris, Shriver & Jacobson LLP 80 I 17th Street NW Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-10-01 12:18:54 Finance Financial services Financial markets Collective investment schemes Money market fund Net asset value Institutional investor Bond fund Open-end fund Financial economics Investment Funds
102	SECURITIES AND EXCHANGE COMMISSION [Investment Company Act Release No[removed]; [removed]AdvisorShares Investments, LLC and AdvisorShares Trust; Notice of Application December 23, 2008 Agency: Securities and Exchange Com Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-12-24 10:08:52 Funds Financial services Collective investment schemes Stock market Mutual fund Security Net asset value Exchange-traded fund Open-end fund Financial economics Investment Finance
103	Reaction to the Consultation Document on UCITS (July[removed]Joint reaction from the Netherlands Ministry of Finance AFM (Authority for the Financial Markets) Add to Reading List Source URL: ec.europa.eu Language: English - Date: 2013-02-12 08:17:37 Financial services Collective investment schemes Undertakings for Collective Investment in Transferable Securities Directives Exchange-traded fund Open-end fund Open-ended investment company Hedge fund Financial economics Investment Funds
104	Proposed Rule: Amendments to Rules Governing Pricing of Mutual Fund Shares Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-01-02 10:28:53 Funds Financial services Financial markets Collective investment schemes Depository Trust & Clearing Corporation Exchange-traded fund Security Securities and Exchange Commission Open-end fund Financial economics Investment Finance
105	Proposed Rule: Enhanced Disclosure and New Prospectus Delivery Option for Registered Open-End Management Investment Companies Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-12-12 17:49:40 Financial services Funds Institutional investors United States securities law Prospectus Mutual fund fees and expenses Mutual fund Rate of return Securities Act Financial economics Investment Finance
106	Proposed Rule: Enhanced Disclosure and New Prospectus Delivery Option for Registered Open-End Management Investment Companies Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-08-21 16:32:55 Stock market Securities United States securities law United States Securities and Exchange Commission Prospectus Institutional investors Securities Act U.S. Securities and Exchange Commission Mutual fund Financial economics Investment Finance
107	Proposed Rule: Mutual Fund Distribution Fees Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-07-21 17:03:02 Collective investment schemes Financial services Mutual fund fees and expenses Institutional investors Open-end fund Mutual fund Exchange-traded fund U.S. Securities and Exchange Commission Financial Industry Regulatory Authority Financial economics Investment Funds
108	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEArca[removed]May 16, 2014 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to Listing and Tradin Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-05-19 10:33:03 Funds Financial services Collective investment schemes Bonds Exchange-traded fund Catastrophe bond Asset-backed security Security Open-end fund Financial economics Investment Finance
109	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEArca[removed]July 3, 2014 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Amendment No. 1 and Designation of a Longer Period Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-07-03 14:54:46 Funds Financial services Collective investment schemes Exchange-traded fund Open-end fund Bond Catastrophe bond Asset-backed security Financial adviser Financial economics Investment Finance
110	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NASDAQ[removed]April 7, 2014 Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change Relating to the Li Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-04-08 09:09:20 Funds Financial services Financial markets Exchange-traded fund Collective investment scheme Investment Advisers Act Open-end fund Financial adviser Securities market Financial economics Investment Finance

UPDATE